Caroline Rose Kiser
Investment adviser representative at Tgs Financial Advisors
12 yearsExperience
2 statesRegistered in
$426MFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Tgs Financial AdvisorsAug 2024 to now
- Upper Merion High SchoolMar 2024 to Jun 2024
- Delaware Community CollegeJun 2023 to Aug 2023
- Upper Merion High SchoolMar 2023 to Jun 2023
- Katalyst AnalyticsMay 2022 to Mar 2024
- Upper Merion High SchoolMar 2022 to Jun 2022
- Union CollegeSep 2017 to Jun 2023
- NordstromSep 2017 to Sep 2020
- The Baldwin SchoolSep 2014 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Tgs Financial Advisors
Legal name: Professional Financial Advisors Inc
$426MAssets managed
259Clients
7Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7988869
- Firm CRD
- 107289