Daniel Delarosa
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Oct 2025 to now
- Trilogy FinancialOct 2024 to Oct 2025
- Si!monOct 2023 to Sep 2024
- BantamAug 2022 to Aug 2023
- Delaveaga Golf CourseMay 2022 to Aug 2022
- New Leaf MarketsSep 2021 to Mar 2022
- Bristol FarmsMar 2020 to Sep 2021
- University of California, Santa CruzSep 2019 to Jul 2023
- Baskin RobbinsJun 2017 to Jan 2018
- Beach SportsJun 2017 to Sep 2017
- Peninsula High SchoolSep 2014 to Jul 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7988719
- Firm CRD
- 8174