Brock Redondo
Investment adviser representative at Mathis Wealth Management
10 yearsExperience
2 statesRegistered in
CFADesignation
$212.8MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ausdal Financial Partners, IncSep 2026 to now
- Mathis Wealth ManagementMar 2025 to now
- Larry Mathis Financial Planning LLCMar 2025 to now
- United PlannersFeb 2025 to Sep 2026
- Thrivent FinancialNov 2024 to Feb 2025
- Thrivent Investment Management IncOct 2024 to Feb 2025
- UnemployedJun 2024 to Sep 2024
- Mr. Cooper/nationstarMay 2023 to May 2024
- Rushmore Loan Management ServicesJul 2017 to May 2023
- Griffin OptometricJan 2016 to Jul 2017
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (AZ, CA).
Mathis Wealth Management
Legal name: Larry Mathis Financial Planning, L.L.C.
$212.8MAssets managed
310Clients
5Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7987937
- Firm CRD
- 172858