Denver C Horn
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
20 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Denver C Horn? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Bank of America, N.A.Apr 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2026 to now
- Charles Schwab & Co., Inc.Jun 2025 to Feb 2026
- UnemployedMar 2025 to May 2025
- 49 FinancialAug 2024 to Mar 2025
- First United BankMay 2023 to Aug 2023
- Texas Tech UniversityAug 2020 to Aug 2024
- Horseshoe Bay ResortJul 2018 to Oct 2022
- Marble Falls School DistrictAug 2006 to May 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7987832
- Firm CRD
- 7691