Roger John Lofquist
Investment adviser representative at Oppenheimer & Co. Inc.
11 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Oppenheimer & Co. Inc.Jul 2025 to now
- Ameriprise FinancialSep 2024 to Jun 2025
- Specialty Underwriters LLCMay 2024 to Aug 2024
- Specialty Underwriters LLCJun 2023 to Aug 2023
- Ascott Pools, Inc.Jun 2022 to Aug 2022
- University of Wisconsin-madisonSep 2021 to May 2025
- Ascott Pools, Inc.Jun 2021 to Aug 2021
- UnemployedMay 2021 to Jun 2021
- Dairy QueenJun 2019 to Mar 2020
- The Prairie SchoolJul 2015 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IL).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7986476
- Firm CRD
- 249