Sarthak Bhojwani
Investment adviser representative at Ameriprise Financial Services, LLC
12 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Ameriprise Financial Services, LLCJan 2025 to now
- Ameriprise Financial Services, LLCSep 2024 to Dec 2024
- Simon Business School, University of RochesterJul 2023 to Dec 2024
- HclDec 2022 to Jun 2023
- UnemployedAug 2022 to Dec 2022
- Erp ConsultingJul 2021 to Aug 2022
- Guru Gobind Singh Indraprastha UniversityAug 2018 to Jul 2021
- St. Andrews SchoolSep 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7984953
- Firm CRD
- 6363