Thomas Roger Sullivan
Investment adviser representative at MML Investors Services, LLC
20 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- MML Investors Services, LLCOct 2024 to now
- Massmutual Life Insurance CoAug 2024 to now
- Hilton Grand VacationsJul 2021 to Jun 2024
- Capital VacationsJul 2020 to Jul 2021
- Bluegreen VacationsAug 2019 to Jul 2020
- UnemployedApr 2019 to Jul 2019
- Diamond ResortsFeb 2018 to Apr 2019
- Bluegreen VacationsMay 2006 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7984761
- Firm CRD
- 10409