Logan Dorey Lum
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Commonwealth Financial NetworkJul 2025 to now
- Whz Strategic Wealth AdvisorsJul 2025 to now
- Massmutual Life Insurance CoSep 2024 to Jun 2025
- MML Investors Services, LLCSep 2024 to Jun 2025
- Ernst and YoungJan 2023 to Aug 2024
- Northeastern UniversityMay 2022 to Aug 2023
- The State University of New York At GenescoSep 2018 to May 2022
- UnemployedSep 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CT).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7983008
- Firm CRD
- 8032