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Connor David Ziegler

Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

11 years in the industry.

  1. LPL Financial LLCSep 2024 to now
  2. AflacMay 2023 to Aug 2024
  3. Culinary DropoutApr 2022 to Apr 2023
  4. University of ArizonaAug 2020 to May 2024
  5. H2-woahApr 2020 to Apr 2022
  6. Pure SushiDec 2019 to Apr 2020
  7. UnemployedJan 2015 to Dec 2019

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 2 states (AZ, TX).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7982993
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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