Brendan Patrick Sullivan
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Apr 2025 to now
- LPL Enterprise, LLCNov 2024 to Apr 2025
- Pruco Securities, LLC.Aug 2024 to Nov 2024
- University of Southern CaliforniaAug 2021 to May 2024
- Bucknell UniversityAug 2020 to May 2021
- Brendan Sullivan Md FaccJun 2018 to Aug 2024
- Choate Rosemary HallSep 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7982330
- Firm CRD
- 8174