Patrick Gothard
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2025 to now
- Boston Beer CorporationMar 2025 to May 2025
- MML Investors Services, LLCSep 2024 to Aug 2025
- Westpoint Financial GroupJun 2024 to Jan 2025
- Massmutual Life Insurance CompanyMay 2024 to Sep 2024
- Walt's Other PubMay 2022 to Jun 2024
- Zeta Chapter of Phi Gamma DeltaAug 2021 to May 2024
- Indiana University BloomingtonAug 2019 to May 2024
- Sdi InnovationJun 2019 to Aug 2021
- Coyote Crossing Golf ClubMay 2015 to Apr 2017
- Lafayette Central Catholic High SchoolAug 2014 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7981991
- Firm CRD
- 7691