Carter Wallace Carew
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
20 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2026 to now
- Trinity Wealth Securities, LLCMar 2025 to Aug 2026
- Florida Financial Advisors dba Georgia Financial AdvisorsSep 2024 to Aug 2026
- Defense StormMay 2023 to Aug 2023
- Capstone FinancialMar 2023 to May 2023
- Capstone FinancialMay 2022 to Aug 2022
- Georgia Southern UniversityAug 2020 to Aug 2024
- PublixMay 2019 to Jul 2020
- PublixMay 2018 to Jul 2018
- Public School EducationAug 2006 to May 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (GA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7980758
- Firm CRD
- 7691