Caleb Joshua Ennin
Investment adviser representative at Rockefeller Capital Management
12 yearsExperience
2 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Rockefeller Financial LLCOct 2025 to now
- Jb Capital LLCAug 2024 to Aug 2025
- Oakwood Soccer ClubNov 2023 to Mar 2024
- Johnson BrunettiMay 2023 to Aug 2025
- Hartford Steam BoilerMay 2022 to May 2023
- Andy Frain ServicesJun 2021 to Jul 2021
- StudentAug 2020 to May 2023
- StudentAug 2014 to Jun 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7980122
- Firm CRD
- 291361