Kevin Patrick Wooleyhan
Investment adviser representative at Principal Securities, Inc.
11 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Principal Securities, Inc.Jul 2026 to now
- Principal Life Insurance CompanyJul 2026 to now
- Park Avenue SecuritiesJan 2025 to Jul 2026
- Guardian Life Insurance CompanySep 2024 to Jul 2026
- Spectrum BusinessJan 2024 to Sep 2024
- Empire Sales GroupJul 2023 to Jan 2024
- American IntegrityMar 2023 to Jun 2023
- Datex Property SolutionsOct 2021 to Mar 2023
- Goldbelt C6Mar 2021 to Mar 2023
- The Shack On 8th StJul 2020 to Dec 2020
- The Franklin Johnston GroupMay 2019 to Mar 2021
- WalgreensApr 2018 to Aug 2018
- Bird & Baldwin Bros / LeonesOct 2017 to Oct 2017
- Cma CgmApr 2017 to Aug 2017
- StudentAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7979515
- Firm CRD
- 1137