Qichen Liu
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2023 to now
- University of California, BerkeleyMay 2022 to now
- CitibankOct 2021 to Mar 2023
- Joblogic-xJan 2021 to Sep 2021
- WalmartMay 2020 to Jan 2021
- Joblogic-xJun 2019 to May 2020
- Ufortune ConsultingJul 2018 to May 2019
- Joblogic-xNov 2017 to Jul 2018
- UnemployedJun 2017 to Oct 2017
- University of Wisconsin-madisonSep 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7977134
- Firm CRD
- 7691