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Anthony Gerald Gaston

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Bank of America, N.A.Sep 2024 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2023 to now
  3. Bank of America N.AApr 2023 to Jul 2024
  4. Capital OneAug 2022 to Apr 2023
  5. TargetNov 2021 to Nov 2021
  6. Online CoursesAug 2021 to Jul 2022
  7. G4sApr 2021 to Jul 2021
  8. GardaworldMar 2021 to Apr 2021
  9. UnemployedDec 2020 to Feb 2021
  10. U.S Census BureauAug 2020 to Nov 2020
  11. UnemployedSep 2019 to Jul 2020
  12. MolloyJan 2019 to Aug 2019
  13. H&mJul 2018 to Aug 2019
  14. Saint Francis CollegeAug 2015 to Jul 2018

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 2 states (NY, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7977091
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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