Thomas Jay Braaten
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Accentra Credit UnionSep 2024 to now
- LPL Financial LLCAug 2024 to now
- Federated Mutual Insurance CompanyJan 2022 to Aug 2024
- Blooming Prairie Country ClubMar 2020 to Nov 2021
- Interlachen Country ClubMay 2019 to Dec 2019
- Somerby Golf ClubMay 2018 to Nov 2018
- University of Colorado Colorado SpringsAug 2017 to May 2021
- Blooming Prairie Country ClubApr 2017 to Aug 2017
- Prairie Manor Care CenterJun 2015 to Dec 2016
- Blooming Prairie High SchoolSep 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7976788
- Firm CRD
- 6413