Samuel Roger File
Investment adviser representative at Principal Securities, Inc.
19 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Principal Securities, Inc.Aug 2024 to now
- Principal Life Insurance CompanyAug 2024 to now
- Prometric Test CenterOct 2024 to Dec 2024
- Great Lakes Wine & SpiritsJul 2023 to Jul 2024
- Integrated Parking SolutionsJun 2022 to Jan 2023
- Spirit of KalamazooJul 2021 to Aug 2021
- Kalamazoo CollegeSep 2020 to Jun 2024
- Doster Country StoreSep 2020 to Jun 2021
- N/aJun 2020 to Aug 2020
- Fly Inn RestaurantJun 2019 to Aug 2019
- Plainwell Community SchoolsSep 2007 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (MI).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7972525
- Firm CRD
- 1137