Nicholas Schau
Investment adviser representative at Florida Financial Advisors, LLC
18 yearsExperience
3 statesRegistered in
$456.1MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Trinity Wealth Securities, LLCNov 2024 to now
- Florida Financial Advisors, LLCAug 2024 to now
- Florida Financial Advisors dba Tristate Financial AdvisorsAug 2024 to now
- Media Research CenterDec 2023 to Mar 2024
- Media Research CenterMay 2023 to Aug 2023
- American Council of Trustees and AlumniDec 2022 to Jan 2023
- American Council of Trustees and AlumniMay 2022 to Sep 2022
- Chrisendom CollegeAug 2021 to May 2024
- Padre Pio AcademyAug 2021 to Jun 2022
- Alex Mooney District OfficeMay 2021 to Aug 2021
- Christendom CollegeAug 2020 to May 2024
- Seton Home Study SchoolAug 2008 to Aug 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 3 states (FL, TX, VA).
Florida Financial Advisors, LLC
$456.1MAssets managed
3,005Clients
842Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7970123
- Firm CRD
- 288811