Shalini Babu
Investment adviser representative at LPL Enterprise, LLC
9 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaOct 2024 to now
- Pruco Securities, LLC.Jun 2024 to Nov 2024
- NAApr 2024 to May 2024
- NourishOct 2023 to Apr 2024
- NAMar 2023 to Sep 2023
- Global Conservation ForceOct 2022 to Feb 2023
- NASep 2022 to Sep 2022
- Great Southern BankJul 2020 to Aug 2022
- NAMar 2020 to Jun 2020
- Blank Park ZooMay 2015 to Feb 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7970042
- Firm CRD
- 8733