Brendan Cole
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Mar 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2026 to now
- Principal Advised ServicesJan 2025 to Dec 2025
- Principal Life InsuranceJan 2025 to Dec 2025
- Principal Securities, Inc.Jul 2024 to Dec 2025
- Associate StaffingJul 2024 to Jan 2025
- The Hanover Insurance GroupAug 2022 to Jul 2024
- Randstad USAJun 2022 to Aug 2022
- UnemployedAug 2021 to Jun 2022
- Arbella Insurance GroupJun 2021 to Aug 2021
- UnemployedAug 2020 to Jun 2021
- Bj's Wholesale ClubJun 2020 to Aug 2020
- UnemployedMar 2020 to Jun 2020
- Lowe's FoodsOct 2019 to Mar 2020
- UnemployedAug 2019 to Oct 2019
- PetsmartJun 2019 to Aug 2019
- University of South CarolinaAug 2018 to May 2022
- Axial Biotech TherapeuticsMar 2018 to Aug 2018
- UnemployedJan 2018 to Mar 2018
- The ParamountApr 2016 to Jan 2018
- Boston College HighschoolAug 2014 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7968488
- Firm CRD
- 7691