James Turner Johnson
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
14 yearsExperience
2 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedAug 2025 to now
- StifelAug 2024 to now
- Cool Springs Wine & SpiritsDec 2023 to Jun 2024
- Fourth Capital BankAug 2021 to Nov 2023
- Music City SaintsJun 2018 to Aug 2020
- Outdoor Lighting PerspectivesJun 2018 to Aug 2018
- Ohio Wesleyan UniversityAug 2017 to May 2021
- Radnor Wine & SpiritsOct 2016 to Jun 2022
- Montgomery Bell AcademyJun 2012 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7967900
- Firm CRD
- 793