Bhavesh Sangem
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
CFADesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services, IncOct 2024 to now
- Credit Suisse Securities USA LLCJun 2023 to Sep 2024
- Credit Suisse Ag, Singapore BranchAug 2017 to Jun 2023
- Credit Suisse Business Analytics (india) Private LimitedSep 2014 to Aug 2017
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7965765
- Firm CRD
- 8174