Spencer D Williams
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Spencer D Williams? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Sep 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to now
- Corepower YogaJul 2024 to now
- Intellectual AthleteFeb 2024 to now
- Wolfpack Baseball ClubOct 2023 to now
- Martin & Sons Neighborhood HaulingJul 2023 to Dec 2023
- Engage LLCMar 2022 to Jan 2024
- Harvard UniversitySep 2019 to May 2023
- Barone's PizzaJul 2018 to Nov 2018
- Chaminade College PreparatoryAug 2017 to Jun 2019
- Bishop Alemany High SchoolAug 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7965573
- Firm CRD
- 7691