Kathleen Ortiz
Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- J.P. Morgan Securities LLCApr 2026 to now
- JPMorgan Chase Bank, N.A.Apr 2026 to now
- Bank of AmericaJul 2024 to Apr 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to Apr 2026
- JPMorgan Chase Bank, N.A.Nov 2021 to Jul 2024
- Mid Island Mortgage CorpOct 2020 to Nov 2021
- UnemployedMar 2020 to Oct 2020
- Interactive Business/nhp BusinessJun 2019 to Mar 2020
- UnemployedFeb 2019 to May 2019
- Inn At New Hyde ParkJul 2018 to Jan 2019
- UnemployedMar 2018 to Jun 2018
- Estee Lauder At MacysMar 2017 to Feb 2018
- Garden City CaterersJun 2014 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7964817
- Firm CRD
- 79