Roberto S Aguais
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Dec 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Ameriprise Financial Services, LLCJul 2024 to Oct 2024
- UnemployedDec 2023 to Jul 2024
- Mission Federal Credit UnionMar 2020 to Dec 2023
- UnemployedNov 2019 to Mar 2020
- Bonita Pet SupplyAug 2017 to Nov 2019
- UnemployedMar 2017 to Aug 2017
- Robert F Rosario CpaMar 2017 to Mar 2017
- Southwestern CollegeJan 2017 to Feb 2019
- StudentAug 2014 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7964262
- Firm CRD
- 7691