Michael John Roth
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJul 2024 to now
- Uw Credit UnionOct 2020 to now
- UnemployedMar 2020 to Oct 2020
- Laquinta Inn & SuitesJan 2020 to Mar 2020
- Spi CrmSep 2018 to Jan 2020
- Great Dane Brew PubJun 2018 to Aug 2018
- Applebee's Bar and GrillMar 2018 to Sep 2018
- Enviromental ControlNov 2017 to Mar 2018
- Summit Credit UnionFeb 2016 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7964226
- Firm CRD
- 6413