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Katherine D'souza

Investment adviser representative at Morgan Stanley
10 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Morgan StanleyApr 2025 to now
  2. UnemployedJan 2025 to Mar 2025
  3. Morgan StanleyAug 2024 to Dec 2024
  4. UnemployedFeb 2024 to Jul 2024
  5. Seton Hall Law SchoolAug 2022 to Jan 2024
  6. EquinoxMay 2022 to Jan 2024
  7. Margaret HallJan 2022 to Jul 2023
  8. Dent Law FirmJan 2021 to Mar 2021
  9. Whalebus PodcastsMay 2019 to Jul 2024
  10. The Greenroom42May 2017 to Oct 2017
  11. New York UniversityAug 2016 to May 2020

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 1 state (TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7963623
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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