Katherine D'souza
Investment adviser representative at Morgan Stanley
10 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyApr 2025 to now
- UnemployedJan 2025 to Mar 2025
- Morgan StanleyAug 2024 to Dec 2024
- UnemployedFeb 2024 to Jul 2024
- Seton Hall Law SchoolAug 2022 to Jan 2024
- EquinoxMay 2022 to Jan 2024
- Margaret HallJan 2022 to Jul 2023
- Dent Law FirmJan 2021 to Mar 2021
- Whalebus PodcastsMay 2019 to Jul 2024
- The Greenroom42May 2017 to Oct 2017
- New York UniversityAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7963623
- Firm CRD
- 149777