Thomas Joesph Pompei
Investment adviser representative at MML Investors Services, LLC
12 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- MML Investors Services, LLCAug 2024 to now
- Massmutual Life Insurance CoJul 2024 to now
- Barnum Financial GroupJun 2023 to Aug 2023
- Prime Valet ServicesMar 2023 to Nov 2024
- North Island LifeguardsJun 2022 to Aug 2022
- Fairfield UniversityAug 2020 to May 2024
- Devon Precision Industries Inc.Jun 2019 to Aug 2021
- UnemployedJul 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CT).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7962664
- Firm CRD
- 10409