Mandy M Rochel
Investment adviser representative at Morgan Stanley
11 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Morgan StanleySep 2024 to now
- Actuate ImprovementFeb 2024 to Sep 2024
- Kwik TripMay 2023 to Feb 2024
- Uw MadisonJan 2023 to Dec 2023
- Madtown FitnessMay 2021 to May 2023
- Tribe 9 FoodsFeb 2020 to Sep 2022
- Uw Madison Graduate SchoolSep 2019 to Dec 2022
- Kids Club - Chisago Lakes School DistrictJun 2019 to Aug 2019
- Uw MadisonAug 2018 to Dec 2022
- ParmlyMar 2018 to Aug 2018
- Phil's GrillJun 2017 to Aug 2018
- Chisago Lakes High SchoolMar 2015 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7961536
- Firm CRD
- 149777