James David Babcock
Investment adviser representative at Farther
10 yearsExperience
1 stateRegistered in
CFADesignation
$16BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- FartherOct 2026 to now
- Mezzasalman AdvisorsJul 2025 to Sep 2026
- Avantax Investment Services Inc.Aug 2024 to Sep 2025
- Lyceum Financial GroupJul 2024 to Jul 2025
- Censullo, Gupta & AssociatesJan 2024 to Apr 2024
- Mittler, Mercaldo & BraunOct 2023 to Dec 2023
- Dennis CpaJul 2023 to Sep 2023
- Block AdvisorsOct 2021 to Jul 2023
- Babcock Financial AdvisorsJan 2019 to Nov 2021
- Manual Life/john HancockApr 2016 to Dec 2018
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CT).
Farther
Legal name: Farther Finance Advisors, LLC
$16BAssets managed
14,965Clients
331Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7961181
- Firm CRD
- 302050