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Alexander Keane Dougherty

Investment adviser representative at Morgan Stanley
12 yearsExperience
3 statesRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Morgan StanleyAug 2024 to now
  2. UnemployedMay 2024 to Aug 2024
  3. Lifetime FitnessJul 2023 to May 2024
  4. UnemployedDec 2022 to Jul 2023
  5. Full-time EducationAug 2022 to Dec 2022
  6. Four Star RealtyJun 2022 to Aug 2022
  7. Full-time EducationAug 2021 to May 2022
  8. Panera BreadJun 2021 to Sep 2021
  9. Full Time StudentJan 2021 to May 2021
  10. UnemployedMay 2020 to Jan 2021
  11. Full-time StudentAug 2019 to May 2020
  12. Highway West VacationsMay 2019 to Aug 2019
  13. University of Colorado BoulderFeb 2019 to Apr 2019
  14. Full-time StudentAug 2018 to May 2019
  15. UnemployedMay 2018 to Aug 2018
  16. Ladera Sports CenterFeb 2017 to Nov 2017
  17. Full-time StudentAug 2014 to May 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2024
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 3 states (IL, TX, UT).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7960754
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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