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Nicholas Lemp

Investment adviser representative at Mainstay Capital Management, LLC
10 yearsExperience
1 stateRegistered in
$5.3BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

10 years in the industry.

  1. Mainstay Capital Management, LLCNov 2025 to now
  2. Equitable Advisors, LLCJul 2024 to Apr 2025
  3. ShiptNov 2021 to Oct 2025
  4. Wayne State UniversitySep 2021 to Dec 2023
  5. Gardner-white FurnitureJun 2018 to Sep 2021
  6. Oakland Community CollegeSep 2016 to Apr 2019
  7. Great Lakes Athletic ClubJun 2016 to May 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2024
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 1 state (MI).

Mainstay Capital Management, LLC

$5.3BAssets managed
3,454Clients
22Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7959458
Firm CRD
109528
Advisor's SEC record (opens in a new tab)
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