Nicholas John Tremain
Investment adviser representative at Principal Advised Services
13 yearsExperience
1 stateRegistered in
$1.4BFirm assets
7 yearsFirm in business
Are you Nicholas John Tremain? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Principal Life Insurance CompanySep 2024 to now
- Principal Advised ServicesAug 2024 to now
- Principal Securities, Inc.Jun 2024 to now
- Associate StaffingJun 2024 to Sep 2024
- Federal Deposit Insurance CorporationJul 2020 to May 2024
- UnemployedMay 2020 to Jul 2020
- Iowa State UniversityAug 2019 to May 2020
- UnemployedMay 2019 to Aug 2019
- Iowa State UniversityAug 2018 to May 2019
- UnemployedMay 2018 to Aug 2018
- Iowa State UniversityAug 2017 to May 2018
- United States Air ForceAug 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IA).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7958888
- Firm CRD
- 297324