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Sean Philip Richardson

Investment adviser representative at Awm Capital, LLC
12 yearsExperience
2 statesRegistered in
$1.5BFirm assets
7 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

12 years in the industry.

  1. Awm Capital, LLCJun 2024 to now
  2. UnemployedAug 2023 to Jun 2024
  3. Citizens Business BankJun 2023 to Aug 2023
  4. Whittier Trust CompanyJun 2022 to Aug 2022
  5. Grinnell CollegeJan 2022 to May 2023
  6. UnemployedAug 2021 to Jan 2022
  7. Whittier Trust CompanyJun 2021 to Aug 2021
  8. StudentJun 2014 to Jun 2021

Exams passed

  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Awm Capital, LLC

$1.5BAssets managed
467Clients
29Advisers
7 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7958628
Firm CRD
287980
Advisor's SEC record (opens in a new tab)
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