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Christopher Roming

Investment adviser representative at PNC Wealth Management
14 yearsExperience
1 stateRegistered in
$30.3BFirm assets
23 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

14 years in the industry.

  1. PNC Wealth Management LLCSep 2026 to now
  2. Independent Financial Group LLCJan 2026 to Sep 2026
  3. Principal Life Insurance CompanyAug 2025 to Dec 2025
  4. Principal Securities, Inc.Aug 2025 to Dec 2025
  5. OsaicMay 2025 to Aug 2025
  6. Brookstone Capital Management LLCJul 2024 to Apr 2025
  7. Amerilife of ArizonaAug 2022 to Aug 2025
  8. Equis FinancialAug 2021 to Aug 2022
  9. Arizona State UniversityAug 2019 to Aug 2021
  10. Las Positas CollegeAug 2017 to Aug 2019
  11. United States Marine CorpsSep 2012 to Sep 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2024
  • Series 63 · Uniform Securities Agent State Law2025

State registrations

Registered as an investment adviser representative in 1 state (AZ).

PNC Wealth Management

$30.3BAssets managed
164,105Clients
1,167Advisers
23 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7956126
Firm CRD
129052
Advisor's SEC record (opens in a new tab)
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