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Timothy Leigh Filichia

Investment adviser representative at Transamerica Financial Advisors, LLC
23 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

23 years in the industry.

  1. Transamerica Financial Advisors, IncJul 2024 to now
  2. WealthwaveJul 2024 to now
  3. WfgiaJun 2021 to now
  4. Light Companies LLCApr 2021 to now
  5. Waxie Sanitary Supply A Bradyplus CompanyNov 2003 to May 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2024
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 2 states (CO, TX).

Transamerica Financial Advisors, LLC

$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7955761
Firm CRD
16164
Advisor's SEC record (opens in a new tab)
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