Louis Daniel Riordan
Investment adviser representative at Morgan Stanley
8 yearsExperience
3 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Morgan StanleySep 2024 to now
- Amerivet Securities, Inc.May 2024 to Aug 2024
- Securemark SecuritySep 2023 to May 2024
- Grunt StyleAug 2023 to Sep 2023
- Johnson & MurphyJun 2023 to Jul 2023
- The Ray Hotel Delray Beach, Curio Collection By HiltonMar 2022 to May 2023
- Green Quality CoffeeFeb 2022 to May 2023
- UnemployedAug 2021 to Feb 2022
- Gleneagles Country ClubMay 2021 to Aug 2021
- United States Air ForceJun 2017 to Jun 2021
- La Nouvelle MaisonFeb 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 3 states (FL, GA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7955608
- Firm CRD
- 149777