Ethan Wu
Investment adviser representative at Charles Schwab & Co., Inc.
9 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
9 years in the industry.
- Charles Schwab & Co., Inc.Aug 2025 to now
- Charles Schwab Bank, SsbSep 2025 to May 2026
- Morgan StanleyFeb 2025 to Sep 2025
- Florida Financial Adv dba Georgia Financial AdvJul 2024 to Dec 2024
- Sky Ranch CampJul 2023 to Aug 2023
- St Mary's Health Care SystemFeb 2023 to Mar 2024
- University of Ga Center for Continuing Ed & HotelOct 2021 to Mar 2022
- Cold Water BreweryJul 2021 to Aug 2021
- Full Time EducationAug 2020 to Jul 2024
- UnemployedMay 2020 to Aug 2020
- PublixJul 2018 to Mar 2020
- Peachtree Ridge High SchoolAug 2016 to May 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7955297
- Firm CRD
- 5393