Sophia Marguerite Flynn
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Aug 2024 to now
- Badgley Phelps Wealth ManagersMay 2023 to Aug 2023
- University of WestminsterJan 2023 to May 2023
- Community Attributes Inc.Apr 2022 to Aug 2022
- Texas Christian University; Neeley School of BusinessMar 2022 to May 2024
- Texas Christian UniversityAug 2020 to May 2024
- Justice for Girls CoalitionApr 2020 to Jun 2020
- Powder Pigs Ski SchoolOct 2018 to Apr 2019
- Seattle Academy of Arts and SciencesAug 2016 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (NJ, WA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7954626
- Firm CRD
- 8174