Nicholas John Robben
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCSep 2025 to now
- Castellum Financial AdviceSep 2025 to now
- UnemployedJun 2025 to Aug 2025
- Castellum Financial AdviceJul 2024 to Sep 2024
- ExtensishrMay 2023 to Aug 2023
- The Catholic University of AmericaSep 2021 to May 2025
- Liquor Outlet Wine CellarsJun 2021 to Dec 2022
- Trinity Cleaning LLCAug 2019 to Dec 2021
- Sedes Sapientiae SchoolAug 2015 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7954412
- Firm CRD
- 6413