Robert M Graves
Investment adviser representative at First Trust Advisors LP
10 yearsExperience
2 statesRegistered in
$309.2BFirm assets
35 yearsFirm in business
Are you Robert M Graves? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- First Trust Advisors L.P.Jul 2026 to now
- First Trust Portfolios L.P.Jul 2026 to now
- Equitable Distributors, LLCJun 2024 to Jul 2026
- University of OklahomaAug 2023 to May 2024
- Equitable DistributorsJun 2023 to Aug 2023
- University of OklahomaAug 2022 to May 2023
- Lone Star ValetJun 2022 to Aug 2022
- University of OklahomaAug 2021 to May 2022
- Lone Star ValetMay 2021 to Aug 2021
- University of OklahomaAug 2020 to May 2021
- Rockwall-heath HighschoolAug 2016 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
First Trust Advisors LP
$309.2BAssets managed
5,731Clients
606Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7951004
- Firm CRD
- 107027