Hieu Phi Nguyen
Investment adviser representative at Raymond James Financial Services Advisors, Inc
11 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James Financial Services Advisors, Inc.May 2026 to now
- Raymond James Financial Services, Inc.May 2026 to now
- Bank of New York MellonMar 2026 to Apr 2026
- UnemployedDec 2025 to Mar 2026
- First Command Insurance Services, Inc.Aug 2025 to Nov 2025
- First Command Advisory Services, Inc.May 2025 to Nov 2025
- First Command Brokerage Services, Inc.May 2025 to Nov 2025
- UnemployedApr 2025 to May 2025
- Charles Schwab & Co., Inc.Jun 2024 to Mar 2025
- University of Central FloridaAug 2021 to Aug 2024
- Valencia Community CollegeMay 2021 to Jul 2021
- UnemployedAug 2019 to May 2021
- University of South FloridaMay 2019 to Aug 2019
- Olympia High SchoolAug 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7949674
- Firm CRD
- 149018