Brock Alan Naaman
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJul 2024 to now
- UnemployedMay 2024 to Jul 2024
- The Prewitt Restaurant & LoungeMay 2023 to May 2024
- UnemployedJan 2023 to May 2023
- KennectedJul 2022 to Jan 2023
- UnemployedMar 2021 to Jul 2022
- Analytic.liJul 2020 to Mar 2021
- UnemployedNov 2019 to Jun 2020
- Kilroy's Bar & GrillMay 2018 to Nov 2019
- Indiana UniversityAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (IN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7948675
- Firm CRD
- 6413