Brendan Scott Kauls
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Aug 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to now
- UnemployedJan 2024 to Jun 2024
- All Star FinancialJun 2023 to Sep 2023
- College Muscle MoversJun 2022 to Sep 2022
- JP4 FoundationJun 2022 to Aug 2022
- TargetJan 2021 to Jul 2021
- FedexJun 2020 to Aug 2020
- Sports UnlimitedMar 2020 to Jul 2020
- St. Olaf CollegeAug 2019 to Jan 2024
- Triangle WarehouseJun 2019 to Sep 2019
- Flaherty's Arden HillsJul 2018 to Jan 2020
- Mounds View High SchoolSep 2015 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7946476
- Firm CRD
- 7691