Luke James Allen
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Aug 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to now
- Ca Ventures/uncommon Student LivingAug 2023 to Jan 2024
- Papasito's RestaurantsMay 2023 to Aug 2023
- Cactus RestaurauntsMay 2022 to Aug 2022
- Boise State UniversityJan 2022 to May 2024
- Everett CollegeAug 2021 to Dec 2021
- Vanguard UniversityAug 2020 to Jun 2021
- SafewayMay 2020 to Aug 2020
- YmcaNov 2016 to Feb 2020
- Cedar Park Christian SchoolsSep 2013 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (ID, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7946401
- Firm CRD
- 7691