Joanne Kathleen Kaban
Investment adviser representative at Raymond James (USA) Ltd
10 yearsExperience
1 stateRegistered in
$2BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Raymond James (USA) Ltd.Jul 2024 to now
- Raymond James Ltd.Mar 2022 to now
- Coast Capital Wealth Management Ltd.Sep 2018 to Mar 2022
- Worldsource Financial Management Inc.Jul 2018 to Mar 2022
- Coast Capital Savings Credit UnionJul 2018 to Sep 2018
- CIBCApr 2016 to Jul 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Raymond James (USA) Ltd
$2BAssets managed
4,864Clients
122Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7946316
- Firm CRD
- 25853