Yuang Xia
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Yuang Xia? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2025 to now
- Principal Life Insurance CoJun 2025 to Aug 2025
- Principal Securities IncJun 2025 to Aug 2025
- UnemployedMay 2025 to Jun 2025
- J.P. Morgan Securities LLCJun 2024 to May 2025
- UnemployedJan 2024 to May 2024
- Daxue ConsultingMar 2021 to Jul 2021
- GivenchyAug 2020 to Jan 2021
- PreplyMar 2020 to Dec 2023
- UnemployedJun 2014 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7944029
- Firm CRD
- 7691