Kaushal David Kumar
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 to now
- UnemployedJun 2025 to Jul 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2024 to Aug 2024
- University of California San DiegoSep 2023 to Jun 2025
- Exact SciencesJun 2023 to Aug 2023
- Ieq CapitalOct 2022 to May 2023
- De Anza CollegeJun 2022 to Jun 2023
- Robins School of BusinessDec 2021 to Jun 2022
- University of RichmondAug 2021 to Jun 2022
- Monta Vista High SchoolAug 2016 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7942911
- Firm CRD
- 7691