Nicholas Maxwell Girouard
Investment adviser representative at Nuveen Asset Management, LLC
12 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Nuveen Asset Management, LLCApr 2026 to now
- Nuveen Securities, LLCApr 2026 to now
- J.P. Morgan Securities LLCJun 2024 to Apr 2026
- UnemployedSep 2023 to May 2024
- Wppi EnergyJun 2023 to Aug 2023
- UnemployedSep 2022 to May 2023
- Wppi EnergyJun 2022 to Aug 2022
- UnemloyedJan 2022 to May 2022
- Fox River Brewing CompanyMay 2021 to Dec 2021
- GingerootzOct 2020 to May 2021
- UnemployedJun 2014 to Sep 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (IL).
Nuveen Asset Management, LLC
$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7941409
- Firm CRD
- 155584